Compliance Audit Assistance

iTeknique has developed a comprehensive audit assistance program specifically designed for addressing network infrastructure as it relates to regulatory compliance in the Financial Services industry. Our audit approach concentrates on the key areas of requirements for your acquiescence. Our experienced engineers will make appropriate recommendations and document systems where necessary, advancing your organization towards compliance. We work with you to progress through each rigorous step in order to conform to these requirements.

iTeknique's Audit Assistance program consists of  iTeknique working in partnership to address the following components:

• Produce an initial assessment of the network infrastructure
• Create a detailed plan for bringing the company to compliance, including security measures and the appropriate steps to take
• Develop policies and procedures for ongoing protection of the network infrastructure
• Implement the new information technology policies and procedures
• Continue to support and monitor regulation rules for changes
• Review and advise on revisions to existing vendor contracts

NASD and SEC requirements for electronic correspondence and email storage

NASD & SEC guidelines require Financial Services' corporations that they have jurisdiction over (Investment Banks and Brokerage firms) to comply with certain electronic mail system archival and content review procedures. The ability to archive email and manage content is not a common component of email systems and presents a hardship for most businesses to implement. iTeknique reduces this burden for its clients by providing an alternative solution called "Mail Admin." Mail Admin offers a central location for management of mail content, including the ability to archive email.

iTeknique's goal is to help enable its clients to comply with regulatory requirements pertaining to their technology systems and to help achieve and sustain those standards throughout their company.